WebThematic reviews are used to ‘assess a current or emerging risk relating to an issue or product across a number of firms within a sector or market’. As an example in 2024, it … WebThe Financial Conduct Authority (FCA) has today published its thematic review looking into the handling of insurance claims from small and medium-sized enterprises (SMEs). The FCA will now meet with senor industry figures to discuss its findings and to explain its expectations and the changes that are required to improve the claims handling ...
Seven money-laundering red flags in capital markets: the UK FCA…
WebOct 20, 2016 · Packaged bank accounts: TR16/8. Thematic reviews First published: 20/10/2016 Last updated: 20/10/2016. This report provides the findings from our thematic review into packaged bank accounts (PBAs). The review was performed to assess how firms implemented the PBA Insurance: Conduct of Business Sourcebook rules that were … WebAre the FCA planning any thematic reviews, firm visits or requests for documents from firms? Following the recent Dear CEO Letter (dated 16th March… sentry weather alberta
Anti-Money Laundering and Anti-Bribery and …
WebNov 4, 2013 · Our review focused on two risks that could result in poor outcomes for customers. These were asset managers: having inadequate contingency plans in place to deal with a failure of their service provider ( ‘resilience’) applying inadequate oversight of their service provider ( ‘oversight’) Thematic Review 13/10. WebJan 3, 2024 · The FCA is likely to conduct a thematic review of financial institutions’ risk assessments and controls. We expect the timing of this to be in the later part of 2024. In … Web1 day ago · We consider three thematic areas as central to sustainable change: the right to peace (R2P), livelihood (R2L) and quality education (R2QE). ... Support conduct training review meetings with staff and teachers to check on implementation progress, gaps/challenges, assess impact and come up with possible solutions and way forward … sentry water softener system